Phone: 859.543.8188

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Investment Portfolio Management

We are a full-service investment advisory firm.  From actively- and passively-managed mutual funds to Exchange-Traded Funds (ETFs), we are not limited as to the number of investment options that are available to our clients. As a firm we believe a diversified portfolio is a solid foundation of a person’s overall financial plan that will help them achieve their financial goals

Our clients are provided with investment plans constructed within the risk tolerance and financial goals of each individual client. When it comes to constructing investment portfolios, we believe long-term investment goals will help clients achieve their dreams. Portfolio construction can be a complex process, so we seek to simplify it by providing our clients with adequate information.  This approach allows our clients to understand where their money is, how it is invested, and why it is invested in that manner.

Adding value to our clients’ investment portfolios by utilizing a variety of asset classes and rebalancing their portfolios periodically is what we strive for. We also advise our clients on the most efficient manner to begin taking distributions from their retirement accounts. Retirement income planning must consider all sources of income , and we are experts at guiding our clients through this process.

Let us help you navigate your financial future by developing and creating an investment plan that will get you from where you are to where you want to be.


Investments & Financial Planning, LLC., 1795 Alysheba Way, Suite 7104, Lexington, Kentucky 40509 | Office  859.543.8188 | Fax 859.543.8242

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Investments & Financial Planning, LLC is an independently owned Registered Investment Advisor.  Securities offered through Securities Service Network, LLC, Member FINRA & SIPC  

Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered.  Investments products and services available only to residents of: Arkansas, Florida, Georgia, Indiana, Illinois, Kansas, Kentucky, Missouri, Maryland, New York, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas, Virginia, Washington.


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